Regulatory Compliance Audit

Regulatory non-compliance can result in severe penalties, operational disruption, and lasting reputational damage. Our Regulatory Compliance Audit service provides organisations with a systematic, thorough review of their compliance posture across all relevant regulatory domains. We cover employment law compliance (Employment Act 1955, Industrial Relations Act), data protection (PDPA 2010), anti-money laundering and counter-terrorism financing (AMLA), occupational safety and health (OSHA 1994), and industry-specific regulations such as Bank Negara guidelines for financial services or MCMC requirements for telecommunications. Each audit follows a structured methodology: document review, process walkthroughs, staff interviews, and gap analysis against the applicable regulatory framework. We deliver a detailed compliance report with risk ratings (critical, high, medium, low) for each finding, along with specific remediation recommendations and implementation timelines. Our team can also support remediation efforts, providing templates, training, and ongoing advisory to close identified gaps efficiently.